Incident Investigation Report

Definition

Incident Investigation Report

the safety work product that reports the results of the investigation of a safety incident (i.e., accident or near miss)

Classification

As illustrated in the preceding figure, Incident Investigation Report is part of the following inheritance hierarchy:

• Type: Concrete
• Superclass: Document
• Subclasses:
  • None

Responsibilities

The typical responsibilities of an Incident Investigation Report are to:

• Report the results of the investigation of a safety incident

Contents

The typical contents of an incident investigation report are:

• TBD
  • TBD
• Appendices:
  • Applicable Regulations, Laws, Certifications and Standards
  • Major Issues
  • TBDs
  • Assumptions

Stakeholders

The typical stakeholders of an incident investigation report are:

• Producer:
  • Safety Team
• Evaluators:
  • Safety Evaluation Team
• Approvers:
  • Project Management Team
  • Customer Representative
• Maintainers:
  • Safety Team
• Users:
  • TBD
  • Legal Department

Phases

• Business Strategy: Completed
• Business Optimization: Completed
• Initiation: Completed
• Construction: Maintained
• Delivery: Maintained
• Usage: Maintained
• Retirement: Archived

Preconditions

The incident investigation report typically can be started if the following preconditions hold:

• The initiation phase is started.
• The safety team is staffed and trained in safety engineering.

Inputs

An incident investigation report typically has the following inputs:

• Work Products:
  • TBD
• Stakeholders:
  • Customer Representatives
  • Safety Domain Experts

Guidelines

• TBD

Conventions

The incident investigation report is typically constrained by the following conventions:

• Content and Format Standard
• MS Word Template
• XML DTD
• Evaluation Checklist

Examples

• Example Incident Investigation Report